ICSID KURALLARININ GELİŞİMİ VEÖNERİLEN KAPSAMLISON DEĞİŞİKLİKLER

Uluslararası yatırım uyuşmazlıklarının çözümü konusundaki gelişmelere paralel olarak, Merkez tarafından idare edilen ICSID Konvansiyonu kapsamındaki ICSID tahkimi, Konvansiyon dışı tahkim ve diğer uyuşmazlık çözümleri için mevcut kuralların değişimi de bir gereksinim ola-rak ortaya çıkmıştır. Konvansiyona göre oluşturulmuş olan Merkez, kapsamlı danışma turlarından sonra, bu yöndeki çalışmalarını 28 Şubat 2020 tarihi ile son taslak haline getirmiş ve Konvansiyona üye devletler ve diğer ilgili çevrelerin görüşüne sunmuştur. Bundan sonraki süreçte Merkezin ku-ralların kabulünde yetkili organı olan İdari Konsey, söz konusu kuralları belki bazı küçük değişik-liklerle de olsa kabul ederek en kısa sürede yürürlüğe koyacaktır. Bu yazıda, önerilen yeni kurallar önceki taslakları ve mevcut kurallar ile birlikte karşılaştırmalı olarak değerlendirilmektedir

___

ANTONIETTI Aurélia, “ICSID and Provisional Measure: An Overview”, News from ICSID, Vol. 21, No. 2, 2004, s. 10-13.

ANTONIETTI Aurélia, “The 2006 Amendments to the ICSID Rules and Regulations and the Additional Facility Rules”, ICSID Review - Foreign Investment Law Journal, Vol. 21, No. 2, 2006, s. 427-448.

BROWER Charles N/GOODMAN Ronald E M., “Provisional measures and the pro-tection of ICSID Jurisdictonal Exclusivity Against Municipal Proceedings, IC-SID Review-Foreign Investment Law Journal, Vol. 6, 1991/2, s. 431-461.

BROWN Chester / PUIG Sergio, “The Power of ICSID Tribunals to Dismiss Pro-ceedings Summarily: An Analysis of Rule 41(5) of the ICSID Arbitration Rules”, Law&Practice of International Courts & Tribunals, Volume 10/2, s. 227-259.

BUTLER Nicolette,“Non-Disputing Party Participation in ICSID Disputes: Faux Amici?”, Nederlands International Law Review, 66, April 2019, s. 143-178. https://doi.org/10.1007/s40802-019-00132-8 Erişim Tarihi: 10.04.2020.

CALAMITA N Jansen,“The Challenge of Establishing a Multilateral Investment Tribunal at ICSID”, ICSID Review-Foreign Investment Law Journal, Volume 32, No. 3, 2017, s. 611-624.

ÇALIŞKAN Yusuf,“Uluslararası Yatırım Tahkiminin Üçüncü Kişiler Tarafından Finansmanı”, Marmara Üniversitesi Hukuk Fakültesi Hukuk Araştırmaları Dergisi, Cevdet Yavuz’a Armağan, 22, 2016, s. 645-658. http://static.dergi-park.org.tr/article-download/7642/fb40/862c/598c4f378b045.pdf? Erişim Tarihi: 10.04.2020.

CARLSON Marinn / CHILDRESS Patrick, “Bifurcation in Investment Treaty Arbi-tration”, s. 48-57, in Legum, Baron. editör, the Investment Treaty Arbitration Review, Fourth Edition, 2019.

CEO (Corporate Europe Observatory and the Transnational Insitute), Profiting From Injustice, https://corporateeurope.org/en/international-trade/2012/11/profiting-injustice Erişim Tarihi: 10.04.2020.

CHARLOTIN Damien / PETERSON Luke E., “Arbitrators Ask Claimants to Prove that They are Solvent Enough to Pay any Eventual Adverse Costs Orders in BIT Claims Against Venezuela”, Iareporter, https://www.iareporter.com/articles/arbitrators-ask-claimants-to-prove-that-they-are-solvent-enough-to-pay-any-eventual-adverse-costs-orders-in-bit-claims-against-venezuela/ Erişim Tarihi: 11.04.2020.

CLEIS Maria Nicole, The Independence and Impartiality of ICSID Arbitrators: Current Case law, Alternative Approaches, and Improvement Suggestions, 2017. Erişim Tarihi: 10.04.2020.

CRAWFORD James, “Challenges to Arbitrators in ICSID Arbitration”, in CARON D David / W SCHILL Stephan/ SMUTNY Abby Cohen / TRIANTAFILOU Epami-nontas E, Practising Virtue: Inside International Arbitration, 2015, s. (597-605)

CROOK John R., “Dual Hats and Arbitrator Diversity: Goals in Tension”, inSymposium: A Focus on Ethics in Internatonal Courts and Tribunals, https://www.cambridge.org/core/services/aop-cambridge-core/content/view/FC6538AE5CBDF495577F94D8F51AFA0F/S2398772319000369a.pdf/dual_hats_and_arbitrator_diversity_goals_in_tension.pdf Erişim Tarihi: 10.04.2020.

DÜLGER Ahmet, Time for the Appeal Tribunal in Investment Arbitration: Les-sons from WTO and Transitioning to the New Era, 2017.

FRANCK Susan D., “ITA (International Treaty Arbitration) Expansion, Time and Costs”, s. 114-140 in Arbitration Costs: Myths and Realities in Investment Treaty Arbitration, 2019. (2019a)

FRANCK Susan D., “The Way Forward”, inArbitration Costs: Myths and Reali-ties in Investment Treaty Arbitration, 2019, s. 298-338.

GARCIA Frank J., “The Case Against Third-Party Funding in Investment Arbi-tration”, Investment Treaty News, 30 Temmuz 2018. https://www.iisd.org/itn/2018/07/30/the-case-against-third-party-funding-in-investment-arbitration-frank-garcia/ Erişim Tarihi: 10.04.2020.

GIORGETTI Chiara, “ICSID and UNCITRAL Publish the Anticipated Draft of the Code of Conduct for Adjudicators in Investor-State Dispute Settlement”, Klu-wer Arbitration Blog, May 2, 2020, http://arbitrationblog.kluwerarbitration.com/2020/05/02/icsid-and-uncitral-publish-the-anticipated-draft-of-the-code-of-conduct-for-adjudicators-in-investor-state-dispute-settlement/ Erişim Tarihi: 02.05.2020.

GIORGETTI Chiara/WAHAB Mohammed, “A Code of Conduct for Arbitrators and Judges”, Academic Forum on ISDS Concept Paper 2019/12, 13 October 2019 https://www.jus.uio.no/pluricourts/english/projects/leginvest/academic-forum/papers/papers/giorgetti-wahab-code-of-conduct-af-isds-paper-8-final--14-oct-2019-1.pdf Erişim Tarihi: 02.05.2020.

GOTANDA John Y.,“Consistently Inconsistent: The Need for Predictability in Awarding Costs and Fees in Investment Treaty Arbitrations”, ICSID Review-Foreign Investment Law Journal, Volume 28, No. 2, 2013, s. 420-437.

HOWES B Ted / STOWELL Allison / CHOI William, “The Impact of Summary Disposition on International Arbitration: A Quantitative Analysis of ICSID’s Rule 41(5) on Its Tenth Anniversary”, Dispute Resolution International, Volume 13, No. 1, May 2019, s. 7-41 vd. https://www.mayerbrown.com/-/media/files/perspectives-events/publications/2019/05/dri-main-pages--may-2019--howes-article.pdf Erişim tarihi: 10.04.2020.

IBA Report, Consistency, Efficiency and Transparency in Investment Treaty Ar-bitration, November 2018. https://www.google.com/search?client=safari&rls=en&q=expedited+arbitration+in+investment+treaties&ie=UTF-8&oe=UTF-8 Erişim Tarihi: 11.04.2020.

IBA, IBA Guidelines on Conflict of Interest in International Arbitration, 23 Ekim 2014, https://www.ibanet.org/ENews_Archive/IBA_July_2008_ENews_ArbitrationMultipleLang.aspx Erişim Tarihi: 10.04.2020.

ICCA-Queen Mary ICCA (International Council for Commercial Arbitration) / Queen Mary (School of International Arbitration Queen Mary University of Lon-don) Task Force Report on Third Party Funding in International Arbitra-tion, https://www.arbitration-icca.org/publications/Third-Party-Funding-Report.html Erişim Tarihi: 10.04.2020.

ICSID News Release, 50th Annual Meeting of ICSID’s Administrative Coun-cil https://icsid.worldbank.org/en/Pages/News.aspx?CID=196 Erişim Tarihi: 09.04.2020.

ICSID Secretariat Discussion Paper, Possible Improvements of the Framework for ICSID Arbitration, October 22, 2004. https://icsid.worldbank.org/en/Docu-ments/resources/Possible%20Improvements%20of%20the%20Framework%20of%20ICSID%20Arbitration.pdf Erişim Tarihi: 09.04.2020.

ICSID Secretariat, “Survey for ICSID Member States on Complaince with ICSID Awards” https://icsid.worldbank.org/en/Documents/about/Report%20on%20ICSID%20Survey.pdf Erişim Tarihi: 09.04.2020.ICSID, “A Brief History of Amendment to the ICSID Rules and Regulations”, https://icsid.worldbank.org/en/amendments/Pages/Background%20Material/His-tory-Amendment-ICSID-Rules.aspx Erişim Tarihi: 08.04.2020.ICSID, “Continuation of the Additional Facility”, News from ICSID, Vol. 2, No. 1, Winter 1985, s. 6-7.ICSID, Updated Backgrounder on Proposals for Amendmnet of the ICSID Rules, https://icsid.worldbank.org/en/Documents/WP_4_Backgrounder_EN.pdf Tarihi: 09.04.2020.IISD (International Institute for Sustainable Development), Summary of Comments to the Proposals for Amendmnet of the ICSID Arbitration Rules, (IISD Comments) https://icsid.worldbank.org/en/Documents/IISD.pdf Erişim Tarihi: 10.04.2020.IISD, Transparency and the UNCITRAL Arbitration Rules, https://www.iisd.org/project/transparency-and-uncitral-arbitration-rules Erişim Tarihi: 11.04.2020.KAUFMANN-KOHLER Gabrielle / et al., “Consolidation of Proceedings” in Invest-ment Arbitration: How Can Multiple Proceedings Arising from the Same or Re-lated Situations be Handled Efficiently? Final Report on the Geneva Colloquium Held on 22 April 2006”, ICSID Review: Foreign Investment Law Journal, 2006, Volume 21, No. 1, s. 59-125.

KING Alice M., The Consolidation of Claims in ICSID Arbitration, 2008. https://core.ac.uk/download/pdf/153552976.pdf Erişim Tarihi: 11.04.2020.

LANGFORD Malcolm / BEHN Daniel / LIE Runar H., “The Ethics and Empirics of Double Hatting”, ESIL Reflections, Vol. 6, Issue 7, s. 1-12 https://www.research-gate.net/publication/319562787_The_Ethics_and_Empirics_of_Double_Hatting Erişim Tarihi: 10.04.2020.

LEGUM Barton, “Options to Establish an Appellate Mechanism for Investment Dis-putes”, inAppeals Mechanism in International Investment Disputes, SAU-VANT Karl P / CHISWICK-PATTERSON Michael, (Editörler) s. 231-240.

MAVROMATI Chrysoula / KINNEAR Meg,“Consolidation of Cases at ICSID”, inJurisdiction, Admissability and Choice of Law in International Arbitration: Liber Amicorum Michael Pryles, KAPLAN Neil / MOSER Michael, (Editörler) 2018, 243-264. http://www.kluwerarbitration.com/document/KLI-KA-Kaplan-2018-Ch15 Erişim Tarihi: 11.04.2020.

ÖZEL Sibel,“Arabuluculuk Sonucunda Yapılan Milletlerarası Sulh Anlaşmaları Hakkında Birleşmiş Milletler Sözleşmesi: Singapur Konvansiyonu”, Marmara Üniversitesi Hukuk Fakültesi Hukuk Araştırmaları Dergisi, Aralık 2019, Prof. Dr. Ferit Hakan Baykal Armağanı, s. 1190-1210 https://dergipark.org.tr/tr/download/article-file/909729 Erişim Tarihi: 11.04.2020.

ÖZKAN Mustafa, Arabuluculuk ve Singapur Sözleşmesi, İstanbul 2020.PARRA Antonio R., “New Amendments of the Regulations and Rules of the Interna-tional Centre for Settlement of Investment Disputes”, News from ICSID, Vol. 19, No. 2, Winter 2002, s. 1, 9-12.

PARRA Antonio R., “Revised Regulations and Rules”, News from ICSID, Vol. 2, No. 1, Winter 1985, s. 4-6

PARRA Antonio R., “The Development of the Regulations of the International Cen-tre for Settlement of Investment Disputes”, ICSID Review-Foreign Investment Law Journal, Volume 22, Issue 1, Spring 2007, s. 55-68.

PARRA Antonio R., “The New Amendments to the ICSID Regulations and Rules and Additional Facility Rules”, 28 Yearbook of Commercial Arbitration, 2003.

POLASEK Martina, “Overwiew of Proposed Amendments to the ICSID Rules”, UNCITRAL WG III, https://uncitral.un.org/sites/uncitral.un.org/files/icsid_-_overview_of_rules_amendment_presentation.pdf Tarihi: 09.04.2020.

Proposals for Amendment of the ICSID Rules - Working Paper, Volume 3 August 2, 2018 https://icsid.worldbank.org/en/amendments/Pages/Proposals/Working-Paper.aspx Tarihi: 09.04.2020. (Working Paper 1).

Proposals for Amendment of the ICSID Rules - Working Paper 2 https://icsid.worldbank.org/en/Documents/Vol_1.pdf Tarihi: 09.04.2020.Proposals for Amendment of the ICSID Rules - Working Paper 3 https://icsid.world-bank.org/en/Documents/WP_3_VOLUME_1_ENGLISH.pdf Tarihi: 09.04.2020.

Proposals for Amendment of the ICSID Rules - Working Paper 4 https://icsid.worldbank.org/en/Documents/WP_4_Vol_1_En.pdf Tarihi: 09.04.2020.

ROSENFELD Friedrich, “Security for Costs in ICSID Arbitration: RSM Production Corporation v St Lucia”, Arbitration International, 2016, 32, s. 157-166.

SCHREUER Christoph H., The ICSID Convention: A Commentary, 2001.

SÜRAL EFEÇINAR Ceyda, “Uluslararası Tahkimde Üçüncü Kişi Finansmanının Masraflar İçin Teminat Gösterilmesi Kararının Verilmesine Etkileri”, Dokuz Ey-lül Üniversitesi Hukuk Fakültesi Dergisi, 2018(2), s 33-62. http://static.dergi-park.org.tr/article-download/b9e4/cb90/49e0/5c10e61aee10b.pdf? Erişim Tarihi: 11.04.2020.

TERZİ Burak, “ICSID Tahkiminde Hızlandırılmış Muhakeme Usulü”, Milletlerara-sı Hukuk ve Milletlerarası Özel Hukuk Bülteni, Cilt 37/2, s. 821-845.

UNCITRAL, “Note by Secretariat” https://undocs.org/en/A/CN.9/WG.III/WP.172. Erişim Tarihi: 10.04.2020.

UNCTAD, World Investment Report, FDI Policies for Development: National and International Perspectives, 2003, s. 21. https://unctad.org/en/Docs/wir2003_en.pdf. Erişim Tarihi: 08.04.2020.

WAIBEL Michael, “Coordinating Adjudicating Processes”, inThe Founda-tions of International Investment Law: Bringing Theory into Practice, 2014, DOUGLAS Zachary/JOOST Pauwelyn/ VİNUALES Jorge E (Editör-ler), s. 500- 530 https://www.oxfordscholarship.com/view/10.1093/acprof:oso/9780199685387.001.0001/acprof-9780199685387-chapter-17 Erişim Tarihi: 11.04.2020.

Working Paper of the ICSID Secretariat, Suggested Changes to the ICSID Rules and Regulations, May 12, 2005, s. 4. https://icsid.worldbank.org/en/Docu-ments/resources/Suggested%20Changes%20to%20the%20ICSID%20Rules%20and%20Regulations.pdf Erişim Tarihi: 09.04.2020.YILMAZ, İlhan, Uluslararası Yatırım Uyuşmazlıklarının Tahkim Yoluyla Çözü-mü ve ICSID, İstanbul 2004.

Anlaşma Metinleri, Kararlar ve Kurallar

Aguas del Tunari SA v Republic of Bolivia, (Tunari) ICSID Case no. ARB/02/3, paragraph 17 https://www.italaw.com/sites/default/files/case-documents/ital-aw10957_0.pdf Erişim Tarihi: 09.04.2020.

Antlaşma Temelli Yatırımcı-Devlet Tahkiminde Şeffaflık Konvansiyonu (Moritus Kon-vansiyonu), https://treaties.un.org/pages/ViewDetails.aspx?src=IND&mtdsg_no=XXII-3&chapter=22&lang=en Erişim Tarihi: 11.04.2020.

Asian Agricultural Products Limited v Democratic Socialist Republic of Sri Lanka (ICSID case No. ARB/87/3) https://icsid.worldbank.org/en/Pages/cases/Conclu-dedCases.aspx?status=c Erişim Tarihi: 08.04.2020.

Birleşik Devletler Meksika Kanada Anlaşması (UMSCA), https://ustr.gov/trade-ag-reements/free-trade-agreements/united-states-mexico-canada-agreement/agree-ment-between Erişim Tarihi: 08.04.2020

CETA Anlaşması, https://www.international.gc.ca/trade-commerce/trade-agreements-accords-commerciaux/agr-acc/ceta-aecg/text-texte/toc-tdm.aspx?lang=eng Erişim Tarihi: 09.04.2020.

Code of Conduct for Adjudicators in Investor-State Dispute Settlement (with annota-tions https://icsid.worldbank.org/en/Documents/Draft_Code_Conduct_Adjudica-tors_ISDS.pdf Erişim Tarihi: 02.05.2020

Enerji Şartı Antlaşması, https://www.energycharter.org/process/energy-charter-tre-aty-1994/energy-charter-treaty/, Erişim Tarihi: 08.04.2020.

ICC Expedited ARbitration Rules, https://iccwbo.org/dispute-resolution-services/arbitration/rules-of-arbitration/#article_expeditedprocedure1, Erişim Tarihi: 11.04.2020.

ICC Tahkim Kuralları, https://iccwbo.org/dispute-resolution-services/arbitration/rules-of-arbitration/#article_25 Erişim Tarihi: 10.04.2020.

ICSID Ek İmkan Kuralları, http://icsidfiles.worldbank.org/icsid/icsid/StaticFiles/fa-cility/facility-en.htm Erişim Tarihi: 08.04.2020.

ICSID Konvansiyonu, http://icsidfiles.worldbank.org/ICSID/ICSID/StaticFiles/ba-sicdoc/main-eng.htm Erişim Tarihi: 08.04.2020.

ISTAC Seri Tahkim Kuralları, https://istac.org.tr/wp-content/uploads/2016/01/İS-TANBUL-TAHKİM-MERKEZİ-SERİ-TAHKİM-KURALLARI.pdf, Erişim Ta-rihi: 11.04.2020.

Kuzey Amerika Serbest Ticaret Anlaşması (NAFTA), https://www.nafta-sec-alena.org/Home/Texts-of-the-Agreement/North-American-Free-Trade-Agreement Eri-şim Tarihi: 08.04.2020.

Metalclad Corporation v United Mexican States (ICSID Case No. ARB/AF/97/1), https://icsid.worldbank.org/en/Pages/cases/ConcludedCases.aspx?status=c. Eri-şim Tarihi: 08.04.2020.

Methanex Corporation v USA https://www.italaw.com/cases/683 Erişim Tarihi: 09.04.2020.

SCC Expedited Arbitraion Rules, https://sccinstitute.com/media/178161/expedited_arbitration_rules_17_eng__web.pdf, Erişim Tarihi: 11.04.2020.SCC Tahkim Kuralları, https://sccinstitute.com/media/1407444/arbitrationrules_eng_2020.pdf Erişim Tarihi: 10.04.2020.

Southern Pasific Properties v Arab Republic of Egypt (ICSID Case No. ARB/84/3) https://icsid.worldbank.org/en/Pages/cases/ConcludedCases.aspx?status=c Eri-şim Tarihi: 08.04.2020.

Suez, Sociedad General de Aguas de Barcelona S.A. and Interagua Servicios Integra-les de Agua S.A. v. Argentine Republic, (Interagua) ICSID Case No. ARB/03/17), http://icsidfiles.worldbank.org/icsid/ICSIDBLOBS/OnlineAwards/c18/dc512_en.pdf Erişim Tarihi: 08.04.2020.

Suez, Sociedad General de Aguas de Barcelona, S.A. and Vivendi Universal, S.A. v. Argentine Republic (Vivendi) ICSID Case No. ARB/03/19) http://icsidfiles.worl-dbank.org/icsid/ICSIDBLOBS/OnlineAwards/c19/dc516_en.pdf Erişim Tarihi: 08.04.2020.

Trans Pasifik Ortaklık Anlaşması (TPP), https://ustr.gov/sites/default/files/TPP-Final-Text-Investment.pdf Erişim Tarihi: 09.04.2020.

Trans Pasifik Ortaklık Anlaşması (TPP11) https://www.international.gc.ca/trade-commerce/trade-agreements-accords-commerciaux/agr-acc/cptpp-ptpgp/text-texte/cptpp-ptpgp.aspx?lang=eng Erişim Tarihi: 09.04.2020.

Türkiye’nin imzaladığı iki taraflı yatırım anlaşmaları, https://www.sanayi.gov.tr/an-lasmalar/yktk Erişim Tarihi: 08.04.2020.

UN Convention on the Use of Electronic Communication in International Contracts, https://www.uncitral.org/pdf/english/texts/electcom/06-57452_Ebook.pdf, Eri-şim Tarihi: 11.04.2020.

UNCITRAL Arbitration Rules, https://uncitral.un.org/sites/uncitral.un.org/files/me-dia-documents/uncitral/en/uncitral-arbitration-rules-2013-e.pdf Erişim Tarihi: 11.04.2020.

UNESCO Convention on the Protection and promotion of the Diversity of Cultural Expressions, https://unesdoc.unesco.org/ark:/48223/pf0000142919, Erişim Tari-hi: 11.04.2020.

United Parcel Service v Government of Canada https://www.italaw.com/search/site/United%20Parcel%20Service%20v%20Government%20of%20Canada Erişim Tarihi: 09.04.2020.