Suboptimal Frequency-Selective Transceiver Design for Multicarrier Millimeter Wave MIMO Systems

Fifth-generation (5G) cellular communication systems aim to obtain a higher data rate, decreased latency time, higher performance even at high mobility speeds, decreased system complexity, lower transmission cost, and an increased system capacity and coverage area. Many of these goals can be achieved because of the studies devoted to the physical layer of 5G cellular networks. In this respect, solutions to the problems of beamforming (steering and precoding or precoding and combining) and channel estimation that are encountered in the physical layer of 5G cellular networks are the key points to achieve the aforementioned goals. Thus, a two-stage beamforming method is proposed in this study. The proposed method is a suboptimal method that minimizes the difference between outputs obtained when fully digital and hybrid beamforming methods are used. The analytical results, which are validated through simulations, demonstrate that the proposed method is an effective solution and, hence, the preferred beamforming approach for 5G millimeter wave band-based wireless systems.

___

A. Osseiran, V. Braun, T. Hidekazu, P. Marsch, H. Schotten, H. Tullberg, M. A. Uusitalo, M. “Schellman, The foundation of the mobile and wireless communications system for 2020 and beyond: Challenges, enablers and technology solutions”. In: 2013 IEEE 77th Vehicular Technology Conference (VTC Spring), pp. 1–5, 2013.

IEEE standard for information technology– local and metropolitan area networks– specific requirements– part 15.3: Amendment 2: Millimeter-wave-based alternative physical layer extension. IEEE Std 802.15.3c-2009 (Amendment to IEEE Std 802.15.3-2003), 1–200, 2009.

Iso/iec/ieee international standard for information technology–telecommunications and information exchange between systems–local and metropolitan area networks–specific requirements-part 11: Wireless lan medium access control (mac) and physical layer (phy) specifications amendment 3: Enhancements for very high throughput in the 60 ghz band (adoption of IEEE std 802.11ad-2012). ISO/IEC/IEEE 8802-11:2012/Amd.3:2014(E), 1–634, 2014.

Z. Pi, F. Khan, “An introduction to millimeter-wave mobile broadband systems,” IEEE Communications Magazine, vol. 49, pp. 101– 107, 2011. [CrossRef]

M. R. Akdeniz, Y. Liu, M. K. Samimi, S. Sun, S. Rangan, T. S. Rappaport, E. Erkip, E, “Millimeter wave channel modeling and cellular capacity evaluation,” IEEE Journal on Selected Areas in Communications, vol. 32, pp. 1164–1179, 2014. [CrossRef]

J. Wang, “Beam codebook based beamforming protocol for multi-gbps millimeter-wave wpan systems,“ IEEE Journal on Selected Areas in Communications, vol. 27, pp. 1390–1399, 2009. [CrossRef]

S. Hur, T. Kim, D. J. Love, J. V. Krogmeier, T. A. Thomas, A. Ghosh, “Millimeter wave beamforming for wireless backhaul and access in small cell networks,” IEEE Transactions on Communications vol. 61, pp. 4391–4403, 2013. [CrossRef]

Y. M. Tsang, A. S. Y. Poon, S. Addepalli, “Coding the beams: Improving beamforming training in mmwave communication system,” In: 2011 IEEE Global Telecommunications Conference - GLOBECOM 2011, pp. 1–6, 2011. [CrossRef]

T. Kim, J. Park, J. Y. Seol, S. Jeong, J. Cho, W. Roh, “Tens of gbps support with mmwave beamforming systems for next generation communications,” In: 2013 IEEE Global Communications Conference (GLOBECOM), pp. 3685–3690, 2013.

O. E. Ayach, S. Rajagopal, S. Abu-Surra, Z. Pi, R. W. Heath, “Spatially sparse precoding in millimeter wave mimo systems,” IEEE Transactions on Wireless Communications, vol. 13, pp. 1499–1513, 2014. [CrossRef]

A. Alkhateeb, O. E. Ayach, G. Leus, R. W. Heath, “Hybrid precoding for millimeter wave cellular systems with partial channel knowledge,” In: 2013 Information Theory and Applications Workshop (ITA), pp. 1–5, 2013. [CrossRef]

S. Sun, T. S. Rappaport, R. W. Heath, A. Nix, S. Rangan, “Mimo for millimeter-wave wireless communications: beamforming, spatial multiplexing, or both?” IEEE Communications Magazine, vol. 52, pp. 110–121, 2014. [CrossRef]

A. Alkhateeb, J. Mo, N. Gonzalez-Prelcic, R. W. Heath, “Mimo precoding and combining solutions for millimeter-wave systems,” IEEE Communications Magazine, vol. 52, pp. 122–131, 2014. [CrossRef]

T. S. Rappaport, S. Sun, R. Mayzus, H. Zhao, Y. Azar, K. Wang, G. N. Wong, J. K. Schulz, M. Samimi, F. Gutierrez, “Millimeter wave mobile communications for 5g cellular: It will work!”, IEEE Access 1, 335–349, 2013. [CrossRef]

P. Schniter, A. Sayeed, “Channel estimation and precoder design for millimeter-wave communications: The sparse way,” In: 2014 48th Asilomar Conference on Signals, Systems and Computers, pp. 273–277, 2014. [CrossRef]

M. K. Samimi, T. S. Rappaport, “Ultra-wideband statistical channel model for non line of sight millimeter-wave urban channels,” In: 2014 IEEE Global Communications Conference, pp. 3483–3489, 2014. [CrossRef]

C. E. Chen, “An iterative hybrid transceiver design algorithm for millimeter wave mimo systems,” IEEE Wireless Communications Letters vol. 4, pp. 285–288, 2015. [CrossRef]

X. Yu, J. C. Shen, J. Zhang, K. B. Letaief, “Alternating minimization algorithms for hybrid precoding in millimeter wave mimo sys tems,” IEEE Journal of Selected Topics in Signal Processing vol. 10, 485–500, 2016. [CrossRef]

S. Park, R. W. Heath, “Frequency selective hybrid precoding in millimeter wave ofdma systems,” In: 2015 IEEE Global Communications Conference (GLOBECOM), pp. 1–6, 2015. [CrossRef]

A. Alkhateeb, R. W. Heath, “Frequency selective hybrid precoding for limited feedback millimeter wave systems,” IEEE Transactions on Communications, vol. 64, pp. 1801–1818, 2016. [CrossRef]

A. Saleh, R. Valenzuela, “A statistical model for indoor multipath propagation,” IEEE Journal on Selected Areas in. Communications. (2006).

W. U. Bajwa, J. Haupt, A. M. Sayeed, R. Nowak, “Compressed channel sensing: A new approach to estimating sparse multipath channels,” Proceedings of the IEEE, vol. 98, pp. 1058–1076, 2010. [CrossRef]

L. Liang, W. Xu, X. Dong, “Limited feedback-based multi-antenna relay broadcast channels with block diagonalization,” IEEE Transactions on Wireless Communications, vol. 12, pp. 4092–4101, 2013. [CrossRef]

X. Xue, T. E. Bogale, X. Wang, Y. Wang, L. B. Le, “Hybrid analog-digital beamforming for multiuser mimo millimeter wave relay systems,” In: 2015 IEEE/CIC International Conference on Communications in China (ICCC), pp. 1–7, 2015. [CrossRef]

G. Kwon, H. Park, “An efficient hybrid beamforming scheme for sparse millimeter wave channel,” In: 2015 IEEE Global Communications Conference (GLOBECOM), pp. 1–6, 2015. [CrossRef]

N. Song, H. Sun, T. Yang, “Coordinated hybrid beamforming for millimeter wave multi-user massive mimo systems,” In: 2016 IEEE Global Communications Conference (GLOBECOM), pp. 1–6, 2016. [CrossRef]

R. Rajashekar, L. Hanzo, “Iterative matrix decomposition aided block diagonalization for mm-wave multiuser mimo systems,” IEEE Transactions on Wireless Communications, vol. 16, pp. 1372–1384, 2017. [CrossRef]

A. Alkhateeb, O. El Ayach, G. Leus, R. W. Heath, “Channel Estimation and Hybrid Precoding for Millimeter Wave Cellular Systems,” IEEE Journal of Selected Topics in Signal Processing, vol. 8, pp. 831-846, 2014. [CrossRef]

J. Zhang, A. Wiesel and M. Haardt, “Low rank approximation based hybrid precoding schemes for multi-carrier single-user massive MIMO systems,” IEEE International Conference on Acoustics, Speech and Signal Processing (ICASSP), Shanghai, pp. 3281-3285, 2016, [CrossRef]